STUDENT EDUCATION RECORDS POLICY
The Family Educational Rights and Privacy Act of 1974 (commonly referred
to as the "Buckley Amendment" or "FERPA") is designed to protect the confidentiality
of the records that educational institutions maintain on their students
and to give students access to their records to assure the accuracy of
their contents. The Act affords you certain rights with respect to your
education records. They are:
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Access to Education Records: the right to inspect
and review your education records within 45 days of the day the University
receives a written request for access, anytime after your matriculation.
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Request for Amendment of Education Records: the
right to request amendment of your education records if you believe they
are inaccurate or misleading.
- Disclosure of Education Records: the right to consent
to disclosures of personally identifiable information in your education
records, except to the extent that the Act or any superseding law authorizes
disclosure without your consent.
-
Compliance: the right to contact the Family Policy
Compliance Office with a complaint concerning the University's compliance
with the requirements of the Buckley Amendment. For more information, contact
Scott Dittman, University Registrar.
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Definitions
Washington and Lee University uses the following definitions in this policy.
Education records: any record maintained by the University which
is directly related to a student, with the following exceptions:
Records made by University employees which are kept in the sole possession
of the maker, are used only as a personal memory aid, and are not accessible
or revealed
to any other person except a temporary substitute for the maker of
the record;
Employment records unless the employment is contingent on the fact that
the employee is a student;
Records maintained by University Security solely for law enforcement purposes.
Records made, maintained and used by professionals or paraprofessionals
(e.g., physician, psychiatrist, psychologist, or counselor) only in connection
with treatment of the student, and disclosed only to individuals providing
the treatment. Such health records may be reviewed by a physician or other
appropriate professional of the student's choice.
Alumni records containing information about individuals after they are
no longer students at the University.
Legitimate educational interest: A school official has a legitimate
educational interest when the official needs to review an education record
in order to fulfill his or her responsibility on behalf of the University,
such as when the official is performing a task that is specific in his
or her job description or by a contract agreement or other official appointment;
performing a task related to a student's education; performing a task related
to the discipline of a student; or providing a service or benefit relating
to the student or student's family, such as health care, counseling, job
placement, or financial aid.
School official: a person employed by the University in an administrative,
supervisory, academic, research, or support staff position, including University
Security and student Health staff; individuals or entities with whom the
University has contracted (e.g., an attorney or auditor, the State Council
on Higher Education, the National Student Clearinghouse); individuals serving
on the Board of Trustees; and students conducting University business (e.g.,
serving on official committees, working for the University, or assisting
another school official in performing his or her tasks).
Student: any person who attends or has attended the University
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Types, Locations and Custodians of Education
Records: The following is a list of the types of education records
that Washington and Lee University maintains, their locations, and their
custodians, with an e-mail link to each:
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ACCESS TO EDUCATION RECORDS
You have the right to inspect and review your education records within
45 days of the day the University receives a written request for access,
anytime after your matriculation. You should submit your written request,
identifying as precisely as possible the record(s) you wish to review,
to the University Registrar, dean or other appropriate official records
custodian. The University official will make arrangements for your review
of the education records, or will advise you of the correct official to
whom the request should be addressed. If you wish to photocopy or otherwise
reproduce all or a portion of your education records, you may do so, for
those items to which you have not waived your right
of access, at the cost normally charged students for
use of such University equipment.
Waivers: When you wish a member of the
faculty or administration to write a letter of recommendation to graduate
schools or possible employers, you may be asked to sign a waiver to assure
the confidentiality of the recommender's observations. If this occurs,
it means only that we need to be able to say candidly what we think about
your capabilities and potential. Very simply, such candor is in the long-range
best interest of all Washington and Lee students and the University.
If you use the services of our career services offices in an effort
to secure employment or access to graduate school, waivers are likely to
be requested regarding your transcript, your resume, letters of recommendation
on file with the office(s), and any other data of natural interest to interviewers.
Waivers may be signed only for the specific purposes of application
for admission, candidacy for honorary recognition (including merit-related
financial aid) and application for employment. Waivers will not be required
and you may be told, at your request, the names of those supplying references.
You may revoke a waiver, in writing, for future actions but not for letters
or recommendations already in your education records
Records not open to student review: In
accordance with federal regulations, students do not have the right to
review the following records:
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The financial records of the student's parents.
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Letters and statements of recommendation for which the student has waived
his or her right of access, or which were placed in the file before January
1, 1975.
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Records connected with an application to attend Washington and Lee University
if that application was denied.
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Education records containing information about more than one student, in
which case the University will permit access only to that part of the record
which pertains to the inquiring student.
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Those records which are excluded from the FERPA definition of education
records.
Right of the University to refuse to provide copies:
Washington
and Lee University reserves the right to deny copies if the transcripts
or other records are not required to be made available under FERPA, if
the student has an overdue financial obligation to the University or if
there is an unresolved disciplinary action against the student.
Fee for copies of records: Official academic
transcripts cost nothing when requested in writing by the student whose
record it is. The fee for copies of other education records, whether in
response to student-authorized requests or other requests allowed by law,
is $.50 per page.
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REQUEST FOR AMENDMENT OF EDUCATION RECORDS
You have the right to request amendment of your education records if you
believe they are inaccurate or misleading. You should write the University
official responsible for the specific record, clearly identify the
part of the record you want changed, and specify why it is inaccurate or
misleading.
That University official will reach a decision and inform you in a reasonable
amount of time after receiving the request. If your request to amend the
record is denied, the University official will advise you of your right
to a hearing on the requested amendment, and provide information on hearing
procedures. This hearing will be conducted by a hearing officer or committee
appointed by the Provost. The hearing will be held before an officer or committee
with no direct interest in the outcome of the hearing. However, the hearing
officer or committee may be employed by or exist at the University. The
hearing will be held within a reasonable amount of time after the request
for a hearing has been made. The hearing officer will notify you, reasonably
in advance, of the date, place and time of the hearing.
You will be afforded a full and fair opportunity to present evidence
relevant to the issue raised. You may be accompanied by one or more other
persons, including an attorney. The hearing officer or committee will make
a decision in writing based on the evidence presented at the hearing. The
decision will include a summary of the evidence presented and the reasons
for the decision.
If the hearing officer or committee supports the complaint, the education
record will be amended accordingly and you will be so informed. If the
hearing officer or committee decides not to amend the education record,
you have the right to place in the education record a statement commenting
on the challenged information and/or stating the reasons for disagreeing
with the decision. This statement will be maintained as part of the education
record as long as the contested portion is maintained, and whenever a copy
of the education record is sent to any party, your statement will be included.
Destruction of Records: Nothing in this
policy requires the continued maintenance of any student record for any
particular length of time. However, if under the terms of this policy you
have requested access to your education record, the record will not be
destroyed before the custodian has granted you access.
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DISCLOSURE OF EDUCATION RECORDS
You have the right to consent to disclosures of personally identifiable
information in your education records, except to the extent that the Act
or any superseding law authorizes disclosure without your consent. Other than
directory information, Washington
and Lee University will disclose student education records only with the written consent of the student,
except in certain situations where the University retains
discretion under FERPA or is authorized under any superseding law to disclose
such records without consent, including the following:
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to school officials who have a legitimate educational interest in the records.
A school official is:
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a person employed by the University in an administrative, supervisory,
academic, research, or support staff position, including University Security
and Student Health staff;
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individuals or entities with whom the University has contracted (e.g.,
an attorney or auditor, the State Council on Higher Education, the National
Student Loan Clearinghouse);
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individuals serving on the Board of Trustees; and
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students conducting University business (e.g., serving on official committees,
working for the University, or assisting another school official in performing
his or her tasks).
A school official has a legitimate educational interest
when
the official needs to review an education record in order to fulfill his
or her responsibility on behalf of the University, such as when the official
is
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performing a task that is specific in his or her job description or by
a contract agreement or other official appointment;
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performing a task related to a student's education;
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performing a task related to the discipline of a student; or
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providing a service or benefit relating to the student or student's family,
such as health care, counseling, job placement, or financial aid.
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to officials of another school in which you have sought or intend to enroll.
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to authorized officials of the following entities, in connection with federal-
or state-supported education programs: the U.S. Department of Education;
the U.S. Comptroller General; the U.S. Attorney General; or state and local
educational authorities.
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in connection with a student's request for or receipt of financial aid,
including determining the eligibility, amount or conditions of the financial
aid or enforcing the terms and conditions of the aid.
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if required by a state law requiring disclosure that was adopted before
November 19, 1974.
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to state and local authorities to whom such information is specifically
allowed to be reported or disclosed under state law in connection with the
juvenile justice system.
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to organizations conducting certain studies for educational purposes for
or on behalf of the University.
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to accrediting organizations, including individuals on visiting committees,
to carry out their functions.
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to parents who claim the student as a dependent for income tax purposes. If your tuition is being paid by someone else, but you are not a dependent
for federal income tax purposes, you should notify the University
Registrar of your independent tax status, in which case education record
information will be released only with your consent or upon receipt of
a federal income tax return indicating your dependency status, unless otherwise
authorized by law. We will still require your permission to release transcripts
of your work to family members.
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to comply with a judicial order or a lawfully issued subpoena, provided
the University makes a reasonable attempt to notify you in advance of compliance
(except in certain cases involving grand jury subpoenas) or, when the University
is involved in a legal action with a parent or student, where disclosure
is to the court, without a court order or subpoena, and is relevant for
the University to proceed as plaintiff or to defend itself.
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to appropriate parties in a health or safety emergency.
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- a. to an alleged victim of any crime of violence or non-forcible
sexual offense (as defined by FERPA regulations at 34 CFR 99.39), the final
results of any University disciplinary proceeding with respect to the crime
or offense, regardless of whether the University concluded a violation
was committed.
- b. otherwise in connection with a disciplinary proceeding for
a crime of violence or non-forcible sexual offense (as defined above),
the University retains the discretion to disclose the final results of
the disciplinary proceeding only if the University determines that the
alleged student perpetrator has committed a violation of University rules/policies
with respect to the crime or offense. The name of any other student,
victim or witness, may not be disclosed without that other student's consent.
Disclosure to any individual other than the alleged victim applies only
to disciplinary proceedings in which the final results were reached on
or after October 7, 1998.
- For purposes of both subsections (a) and (b), "final results"
must include only the name of the alleged perpetrator student, the
violation committed (rules violated and essential supporting findings),
and the sanction imposed (disciplinary action taken, date, and duration).
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to comply with a court order obtained under the USA
PATRIOT Act of 2001 for education records considered relevant to a
terrorism investigation or prosecution, without advance notice to
the student.
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to disclose to a student's parent information
regarding any violation of law or of University rule or policy as to alcohol
or controlled substances use or possession, if the student is under age
21 at the time of the disclosure and the University determines that such
alcohol/drug use or possession constitutes a disciplinary violation.
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to disclose information provided to the
University under Section 170101 of the Violent Crime Control and Law Enforcement
Act of 1994 (42 U.S.C. 14071) concerning registered sex offenders who are
required to register under that section.
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to the U.S. Citizenship and Immigration Services
(USCIS) /
Department of Homeland Security (DHS) concerning an F, J, or M nonimmigrant
alien, only to the extent necessary for the University to comply with Student
and Exchange Visitor Program (SEVP) reporting requirements, as mandated by the
Illegal Immigration Reform and Immigrant Responsibility Act of 1996, the USA
PATRIOT Act, the Enhanced Border Security and Visa Entry Reform Act of 2002,
and the regulation at 8 CFR 214.1(h). Consent is not necessary for the
University to disclose required information to USCIS
or DHS in compliance with
SEVP reporting obligations.
Consent for the disclosure of a student's
education records must be in writing, signed and dated by the student,
specifying the records to be released, the reasons for such release, and
to whom the records are to be disclosed.
Record of disclosures: Except where not
required under FERPA regulations (34 CFR 99.33) (e.g. disclosures to parents,
disclosures of directory information, disclosures pursuant to court order
under the USA
PATRIOT Act), the University will inform all third parties (anyone
outside the University) to whom personal information from a student's education
record is released that no further release of such information is authorized
without written consent of the student. The University will maintain a
record of third parties who have requested or obtained access to a student's
education records (not including parties seeking directory information,
parties having student consent, parents, circumstances involving certain
grand jury subpoenas, and disclosures pursuant to court order under the
USA
PATRIOT Act), indicating the legitimate interest that each such person
or entity has in obtaining this information. This record of access, to
be kept with the student's educational record, is available only to the
student and the custodian(s) of the record.
Directory Information: Washington and Lee University
designates the following categories of student information as public or
"Directory
Information." W&L may disclose such information at its discretion.
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Name
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Current enrollment
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Local address
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Permanent address
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Local telephone number
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Campus e-mail address
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Date and place of birth
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Dates of attendance
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Class standing (e.g. sophomore)
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Schedule of classes
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Previous institution(s) attended
Major field(s) of study
Awards and honors (e.g. Honor Roll, Dean's List)
Degree(s) conferred (including dates)
Full-time or part-time status
Photographic or videotaped image
Past and present participation in officially recognized sports and activities,
including fraternities and sororities, and physical factors of athletes
(e.g. height, weight).
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(Examples of information which are NOT directory information and which are thus not releasable without advanced student permission include race, religion,
and parent names.)
Currently enrolled students may withhold disclosure of directory information.
To withhold disclosure, written notification must be received on an annual
basis (usually at matriculation) by the University Registrar's Office at:
Washington and Lee University, Lexington, Virginia 24450-2116. Directory
information will then be withheld until the student releases the hold on
disclosure or until the end of the current academic year, whichever comes
first.
The University will honor a request to withhold directory information.
Students should understand that, by withholding directory information,
some information considered important to students may not reach them.
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COMPLIANCE
You are encouraged to contact the University Registrar, Early-Fielding,
+1.540.458.8455, e-mail address registrar@wlu.edu.
Under FERPA, you have the right to contact the Family
Policy Compliance Office, U.S. Department of Education, 400 Maryland
Avenue, S.W., Washington, DC 20202-4605, e-mail address ferpa@ed.gov,
with a complaint about the University's compliance with FERPA. The complete
regulations and full definitions of terminology are at http://www.ed.gov/policy/gen/reg/ferpa/
or
http://www.ed.gov/offices/OII/fpco/pdf/ferparegs.pdf
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